205 - Broker Dealer
Functional
4 CreditsThe Broker Dealer certification exam is designed for professionals looking to confirm their understanding of the Broker Dealer regulations and AxiomSL's Broker Dealer solution. This exam assesses your knowledge of Broker Dealer Regulations (Rule 15c3-1, Rule 15c3-3, and FOCUS Reporting) the Nasdaq AxiomSL data dictionary for Broker Dealer, data processing, solution structure and its key functionalities.
Key Concepts Validated by the Certification
Target Audience
The Broker Dealer certification exam is ideal for professionals engaged in Nasdaq AxiomSL implementations, including business analysts, developers, and power business users.
Exam Details
Group: Functional- Product
Format: Multiple-Choice and True/False questions
No. of credits: 4
No. of questions: 100
Time Allotted: 150 mins
Cost: USD $400
Prepare for Your Exam
To prepare for this certification exam, we recommend referring to the ControllerView 101, User Training & Broker Dealer eLearning courses accessible via the AxiomSL eLearning portal.
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